Private placement

private placementsplacement feeprivate equity placementprivate financingprivate placement offeringprivately placeprivately placedshare placement scheme
Private placement (or non-public offering) is a funding round of securities which are sold not through a public offering, but rather through a private offering, mostly to a small number of chosen investors.wikipedia
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Private investment in public equity

PIPEPIPE dealPIPE convertible
PIPE (Private Investment in Public Equity) deals are one type of private placement.
In the U.S., a PIPE offering may be registered with the Securities and Exchange Commission on a registration statement or may be completed as an unregistered private placement.

Security (finance)

securitiessecuritydebt securities
Private placement (or non-public offering) is a funding round of securities which are sold not through a public offering, but rather through a private offering, mostly to a small number of chosen investors.
Alternatively, they may be offered privately to a limited number of qualified persons in a private placement.

Standby Equity Distribution Agreement

SEDA
SEDA (Standby Equity Distribution Agreement) is also a form of private placement.
It is a form of private placement.

Institutional investor

institutional investorsinstitutionalForeign Institutional Investors
Private placements may typically consist of offers of common stock or preferred stock or other forms of membership interests, warrants or promissory notes (including convertible promissory notes), bonds, and purchasers are often institutional investors such as banks, insurance companies or pension funds.
For example, in the United States, institutional investors are generally eligible to purchase private placements under Rule 506 of Regulation D as "accredited investors".

Morgan Stanley

Morgan Stanley Dean WitterMorgan Stanley Private EquityMorgan Stanley & Co.
In its first year, the company operated with a 24% market share (US$1.1 billion) in public offerings and private placements.

Goldman Sachs

Goldman Sachs InternationalGoldman, Sachs & Co.Goldman Sachs Group
Investment banking includes financial advisory (mergers and acquisitions, investitures, corporate defense activities, restructuring, and spin-offs) and underwriting (capital raises, public offerings, and private placements of equity and debt instruments).

UBS

UBS AGUBS Investment BankUBS Warburg
Within the UBS Investment Bank division, the Investment Banking Department (IBD) provides a range of advisory and underwriting services including mergers and acquisitions, restructuring, equity offerings, investment grade and high yield debt offerings, leveraged finance and leveraged loan structuring, and the private placement of equity, debt, and derivatives.

Securities offering

funding roundofferinginvestment round
Private placement (or non-public offering) is a funding round of securities which are sold not through a public offering, but rather through a private offering, mostly to a small number of chosen investors.

Public offering

went publicofferingpublic offerings
Private placement (or non-public offering) is a funding round of securities which are sold not through a public offering, but rather through a private offering, mostly to a small number of chosen investors.

Investor

financierinvestorsfinanciers
Private placement (or non-public offering) is a funding round of securities which are sold not through a public offering, but rather through a private offering, mostly to a small number of chosen investors.

Securities Act of 1933

Section 11Federal Securities ActSecurities Act
Although these placements are subject to the Securities Act of 1933, the securities offered do not have to be registered with the Securities and Exchange Commission if the issuance of the securities conforms to an exemption from registrations as set forth in the Securities Act of 1933 and the associated SEC rules put into effect. Common exemptions from the Securities Act of 1933 allow an unlimited number of accredited investors to purchase securities in an offering.

U.S. Securities and Exchange Commission

Securities and Exchange CommissionSECUnited States Securities and Exchange Commission
Although these placements are subject to the Securities Act of 1933, the securities offered do not have to be registered with the Securities and Exchange Commission if the issuance of the securities conforms to an exemption from registrations as set forth in the Securities Act of 1933 and the associated SEC rules put into effect.

Regulation D (SEC)

Regulation DReg DGeneral Solicitation
Most private placements are offered under the Rules known as Regulation D.

Common stock

common sharesordinary sharesequity shares
Private placements may typically consist of offers of common stock or preferred stock or other forms of membership interests, warrants or promissory notes (including convertible promissory notes), bonds, and purchasers are often institutional investors such as banks, insurance companies or pension funds.

Warrant (finance)

warrantswarrantshare warrant
Private placements may typically consist of offers of common stock or preferred stock or other forms of membership interests, warrants or promissory notes (including convertible promissory notes), bonds, and purchasers are often institutional investors such as banks, insurance companies or pension funds.

Promissory note

promissory notesnotenotes payable
Private placements may typically consist of offers of common stock or preferred stock or other forms of membership interests, warrants or promissory notes (including convertible promissory notes), bonds, and purchasers are often institutional investors such as banks, insurance companies or pension funds.

Bond (finance)

bondsbondbond issue
Private placements may typically consist of offers of common stock or preferred stock or other forms of membership interests, warrants or promissory notes (including convertible promissory notes), bonds, and purchasers are often institutional investors such as banks, insurance companies or pension funds.

Bank

Bankingbankerbanking system
Private placements may typically consist of offers of common stock or preferred stock or other forms of membership interests, warrants or promissory notes (including convertible promissory notes), bonds, and purchasers are often institutional investors such as banks, insurance companies or pension funds.

Insurance

insurance companyinsurance companiesinsurance industry
Private placements may typically consist of offers of common stock or preferred stock or other forms of membership interests, warrants or promissory notes (including convertible promissory notes), bonds, and purchasers are often institutional investors such as banks, insurance companies or pension funds.

Pension fund

pension fundsretirement fundsuperannuation fund
Private placements may typically consist of offers of common stock or preferred stock or other forms of membership interests, warrants or promissory notes (including convertible promissory notes), bonds, and purchasers are often institutional investors such as banks, insurance companies or pension funds.

Accredited investor

accredited investorsaccreditedhigh-net-worth individuals
Common exemptions from the Securities Act of 1933 allow an unlimited number of accredited investors to purchase securities in an offering.

J.P. Morgan & Co.

J.P. MorganMorgan Guaranty Trust CompanyGuaranty Trust Company

RBC Capital Markets

Capital Markets divisionRBC Capital Markets (Hong Kong)RBC Capital Markets Real Estate Group Inc.

Credit Suisse

Credit Suisse GroupCredit Suisse Group AGCrédit Suisse